News & Press: Financial Planning News

New Jersey Hears Testimony on Fiduciary Proposal

Tuesday, November 20, 2018  
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By: Diana Britton


The New Jersey Bureau of Securities held its second session for testimony on the state’s pre-proposal that would require brokers and advisors to be subject to a fiduciary duty. Fiduciary advocates as well as brokerage industry representatives presented their thoughts.

A number of states, frustrated with the federal government's efforts, are taking up the fiduciary flag on their own.

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